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Episode 45: Digital Asset Manager SEC Settlement
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The digital asset fund manager community is up in arms about the SEC’s latest shenanigans against Galois Capital, and I’m here to tell you; so am I!
The SEC alleged three separate violations, and gave us zero helpful detail/analysis/guidance that might let other asset managers avoid similar acitons.
Key Points From This Episode:
- What violations did the SEC allege Galois Capital committed?
- What does a settlement mean?
- Why so much secrecy?
- Shout out to Laura Shin.
- A few rays of sunshine.
Disclaimer:
This show is for informational purposes only. Nothing presented here constitutes legal advice. Tokens of Wisdom is produced by Dave Rothschild, partner at Cole-Frieman & Mallon LLP headquartered in San Francisco, California. For more information, visit https://colefrieman.com/
Links Mentioned in Today’s Episode:
Galois Settlement - https://www.sec.gov/files/litigation/admin/2024/ia-6670.pdf
Unchained podcast - https://open.spotify.com/episode/0WLRqpxdDNHcZgygf3MwJv
Dave Rothschild - https://www.linkedin.com/in/davidcrothschild/
Cole-Frieman & Mallon LLP - https://colefrieman.com/
Music by Joe Ginsberg - https://www.instagram.com/thejoeginsberg
For any questions or comments, email: tow@colefrieman.com
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