NCLA Asks Sixth Circuit To Free FINRA Hostage From SEC’s ‘Hotel California’ Adjudication Regime Administrative Static podcast

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Innhold levert av 1360 KHNC and Administrative Static. Alt podcastinnhold, inkludert episoder, grafikk og podcastbeskrivelser, lastes opp og leveres direkte av 1360 KHNC and Administrative Static eller deres podcastplattformpartner. Hvis du tror at noen bruker det opphavsrettsbeskyttede verket ditt uten din tillatelse, kan du følge prosessen skissert her https://no.player.fm/legal.

Administrative Static Podcast « »
NCLA Asks Sixth Circuit to Free FINRA Hostage from SEC’s ‘Hotel California’ Adjudication Regime

2M ago 12:30

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Innhold levert av 1360 KHNC and Administrative Static. Alt podcastinnhold, inkludert episoder, grafikk og podcastbeskrivelser, lastes opp og leveres direkte av 1360 KHNC and Administrative Static eller deres podcastplattformpartner. Hvis du tror at noen bruker det opphavsrettsbeskyttede verket ditt uten din tillatelse, kan du følge prosessen skissert her https://no.player.fm/legal.

NCLA has petitioned the U.S. Sixth Circuit Court of Appeals for a writ of mandamus to force the SEC to stop delaying its ruling on our client Eric S. Smith’s appeal of an unlawful Financial Industry Regulatory Authority disciplinary decision. FINRA banned Mr. Smith from the securities brokerage industry for life and heavily fined him based on faulty accusations and despite lacking any legal right to punish him in the first place. The SEC has refused to rule on Mr. Smith’s subsequent appeal for over three years, depriving him of his livelihood, severely damaging his reputation and business prospects, and violating his statutory and constitutional rights.

Vec and NCLA Senior Litigation Counsel Russ Ryan discuss Mr. Smith’s case.

See omnystudio.com/listener for privacy information.

… continue reading

105 episoder

#News #Government #1360 KHNC #Administrative Static

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NCLA Asks Sixth Circuit to Free FINRA Hostage from SEC’s ‘Hotel California’ Adjudication Regime

Administrative Static Podcast

published 2M ago

Del

MP3•Episoder hjem

Innhold levert av 1360 KHNC and Administrative Static. Alt podcastinnhold, inkludert episoder, grafikk og podcastbeskrivelser, lastes opp og leveres direkte av 1360 KHNC and Administrative Static eller deres podcastplattformpartner. Hvis du tror at noen bruker det opphavsrettsbeskyttede verket ditt uten din tillatelse, kan du følge prosessen skissert her https://no.player.fm/legal.

NCLA has petitioned the U.S. Sixth Circuit Court of Appeals for a writ of mandamus to force the SEC to stop delaying its ruling on our client Eric S. Smith’s appeal of an unlawful Financial Industry Regulatory Authority disciplinary decision. FINRA banned Mr. Smith from the securities brokerage industry for life and heavily fined him based on faulty accusations and despite lacking any legal right to punish him in the first place. The SEC has refused to rule on Mr. Smith’s subsequent appeal for over three years, depriving him of his livelihood, severely damaging his reputation and business prospects, and violating his statutory and constitutional rights.

Vec and NCLA Senior Litigation Counsel Russ Ryan discuss Mr. Smith’s case.

See omnystudio.com/listener for privacy information.

… continue reading

105 episoder

#News #Government #1360 KHNC #Administrative Static

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