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1 Bringing Your Whole Self to Work with Port of Rotterdam’s Saskia Mureau 21:38
FINRA and NASAA exam topics that are surprising people in 2024
Manage episode 440574287 series 2835685
Ken Finnen interacts with hundreds of FINRA test takers per month, so he has a good sense of what's tripping people up. In this episode, Ken shares his insights into what question types, rules and regulations, and suitability questions are confusing people on the FINRA and NASAA exams, and how to beat them.
Achievable is a modern test prep platform for the FINRA SIE, Series 6, 7, 9, 63, 65, and 66. Try our courses for free at https://achievable.me
54 episoder
Manage episode 440574287 series 2835685
Ken Finnen interacts with hundreds of FINRA test takers per month, so he has a good sense of what's tripping people up. In this episode, Ken shares his insights into what question types, rules and regulations, and suitability questions are confusing people on the FINRA and NASAA exams, and how to beat them.
Achievable is a modern test prep platform for the FINRA SIE, Series 6, 7, 9, 63, 65, and 66. Try our courses for free at https://achievable.me
54 episoder
Wszystkie odcinki
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1 FINRA and NASAA exam topics that are surprising people in 2024 23:27
1 Why FINRA made the T+1 settlement date change and how it will show up on your exams 15:49
1 Covered puts deep dive (FINRA SIE, Series 4, 7, 9, 65, 66) 14:17
1 Minimum maintenance in margin accounts (FINRA SIE, Series 7, 9, 10, and NASAA Series 65, 66) 8:45
1 Combined equity and short / long margin (Series 7, 9, 10, 65, 66) 7:51
1 Taxes on options (Series 4, Series 7, and Series 9) 13:49
1 Options hedging strategies: short stock with long call option (SIE, Series 4, 7, 9, 65, 66) 15:31
1 Naming options spreads (tested on the Series 7 exam) 13:25
1 Options strategies: Short straddles (Series 4, 7, 9, 65 and 66) 12:00
1 Options strategies: Long straddles (Series 4, 7, 9, 65 and 66) 12:48
1 Sell stop limit orders - how they work (FINRA SIE, Series 7, 65, 66) 8:55
1 Buy stop limit orders - how they work (FINRA SIE, Series 7, Series 65, Series 66) 10:27
1 Sell stop orders - tips and tricks for FINRA exam questions (FINRA SIE, Series 7, 65, 66) 7:24
1 Buy stop orders - tips and tricks for FINRA exam questions (SIE, Series 7, 65, 66) 9:54
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