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Can You Be a Captive Advisor and a Fiduciary with Sean Polly
Manage episode 338598098 series 3368829
Innhold levert av Charlie Van Derven. Alt podcastinnhold, inkludert episoder, grafikk og podcastbeskrivelser, lastes opp og leveres direkte av Charlie Van Derven eller deres podcastplattformpartner. Hvis du tror at noen bruker det opphavsrettsbeskyttede verket ditt uten din tillatelse, kan du følge prosessen skissert her https://no.player.fm/legal.
Sean Polley has seen so much throughout his 20+ year career in financial services. Today's episode of RIA Collective focuses on the main drivers for Sean to break away from the banks and start Polley Wealth Management.
Sean and Charlie pose the question, "can you be a captive advisor and a fiduciary?" With quotas, biased products and services, and incentives that push you to work with the wrong clients, it has to be difficult to serve both the client and the firm.
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