32 subscribers
Gå frakoblet med Player FM -appen!
Disrupting the Cycle of Financial Fraud Through Collaboration and Innovation
Manage episode 440437714 series 2309258
Last week, FINRA CEO Robert Cook spoke to an audience of regulators, academics, law enforcement agencies, advocacy groups and financial firms at a conference hosted by the FINRA Foundation to underscore the importance of working together to disrupt the cycle of fraud.
He highlighted specific areas for further coordination and announced that FINRA will reach out operators of existing regulatory databases to explore ways to create a one-stop shop resource for investor research. On this episode, we tune in to his remarks.
Resources mentioned in this episode:
55 episoder
Manage episode 440437714 series 2309258
Last week, FINRA CEO Robert Cook spoke to an audience of regulators, academics, law enforcement agencies, advocacy groups and financial firms at a conference hosted by the FINRA Foundation to underscore the importance of working together to disrupt the cycle of fraud.
He highlighted specific areas for further coordination and announced that FINRA will reach out operators of existing regulatory databases to explore ways to create a one-stop shop resource for investor research. On this episode, we tune in to his remarks.
Resources mentioned in this episode:
55 episoder
Alle episoder
×1 Unpacking the 2025 FINRA Annual Regulatory Oversight Report 24:59
1 Investing Wisely in 2025: Avoiding Scams and Achieving Your Financial Goals 15:16
1 Unlocking Transparency: Navigating FINRA’s Market Data Offerings 23:45
1 Encore | An Introduction to FINRA’s Crypto Asset Work and the Crypto Hub 32:07
1 Special Investigations Unit: Combating Money Laundering and Fraud in the Securities Industry 30:16
1 The Forgotten Generation: Shining a Spotlight on Gen X’s Financial Health 34:14
1 The Latest Research: Why Do Targets Engage with Scams? 34:50
1 The Victim Experience: When Romance Leads to a Crypto Scam 27:00
1 Disrupting the Cycle of Financial Fraud Through Collaboration and Innovation 19:31
1 FINRA’s Examination Program: Optimizing for the Future 35:31
1 FINRA’s Membership Application Program: Safeguarding the Integrity of the Markets 22:35
1 An Update on FINRA’s Crypto Asset Work and the Crypto Hub 20:11
1 Financial Intelligence Unit: Connecting the Industry with Actionable Information 23:40
1 Finfluencers: New Marketing Strategies Meet Existing Compliance Obligations 22:19
1 Amendments to FINRA Rule 4210: Covered Agency Transactions 28:00
Velkommen til Player FM!
Player FM scanner netter for høykvalitets podcaster som du kan nyte nå. Det er den beste podcastappen og fungerer på Android, iPhone og internett. Registrer deg for å synkronisere abonnement på flere enheter.