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The ECM Exchange: Proposed changes to wholesale client and sophisticated investor tests
Manage episode 418280772 series 3494536
John Hutchinson and Vanessa Murphy discuss proposed changes to the wholesale client and sophisticated investor tests, which have not been updated since 2001. They examine what the tests are, how they are used and how the changes may impact companies wishing to raise capital, among other issues.
137 episoder
Manage episode 418280772 series 3494536
John Hutchinson and Vanessa Murphy discuss proposed changes to the wholesale client and sophisticated investor tests, which have not been updated since 2001. They examine what the tests are, how they are used and how the changes may impact companies wishing to raise capital, among other issues.
137 episoder
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