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MRTS 2.0: A Redesign for a Rapidly Evolving Market
Manage episode 407740489 series 2309258
U.S. financial markets today are not what they were ten years ago, five years ago, or even just a couple of years ago. Over the years, FINRA's Market Regulation and Transparency Services (MRTS) team successfully grew and evolved to meet the changing demands of the markets they oversaw. But recently, the group took time to ask, how would we build this team if we were starting from scratch? And the answer to that question involved redesigning the group structure around specific functions, rather than around specific rules or products.
On this episode, we hear from Feral Talib, Executive Vice President of Surveillance and Market Intelligence, Jackie Perrell, a Senior Vice President and Chief of Staff for MRTS, and Steve Price, Senior Vice President of Market Investigations to learn how the MRTS team has realigned itself, allowing it to be more nimble in addressing and anticipating risks, to better leverage its data and more.
Resources mentioned in this episode:
2024 FINRA Annual Regulatory Oversight Report
Feral Talib Named Executive Vice President and Head of Surveillance & Market Intelligence
Episode 60: Greg Ruppert and the National Cause and Financial Crimes Detection Programs
56 episoder
Manage episode 407740489 series 2309258
U.S. financial markets today are not what they were ten years ago, five years ago, or even just a couple of years ago. Over the years, FINRA's Market Regulation and Transparency Services (MRTS) team successfully grew and evolved to meet the changing demands of the markets they oversaw. But recently, the group took time to ask, how would we build this team if we were starting from scratch? And the answer to that question involved redesigning the group structure around specific functions, rather than around specific rules or products.
On this episode, we hear from Feral Talib, Executive Vice President of Surveillance and Market Intelligence, Jackie Perrell, a Senior Vice President and Chief of Staff for MRTS, and Steve Price, Senior Vice President of Market Investigations to learn how the MRTS team has realigned itself, allowing it to be more nimble in addressing and anticipating risks, to better leverage its data and more.
Resources mentioned in this episode:
2024 FINRA Annual Regulatory Oversight Report
Feral Talib Named Executive Vice President and Head of Surveillance & Market Intelligence
Episode 60: Greg Ruppert and the National Cause and Financial Crimes Detection Programs
56 episoder
Tous les épisodes
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1 Using Data to Stay Ahead of Risk: Introducing FINRA’s StratIntel Team 35:15
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1 Unpacking the 2025 FINRA Annual Regulatory Oversight Report 24:59
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1 Investing Wisely in 2025: Avoiding Scams and Achieving Your Financial Goals 15:16
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1 Unlocking Transparency: Navigating FINRA’s Market Data Offerings 23:45
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1 Encore | An Introduction to FINRA’s Crypto Asset Work and the Crypto Hub 32:07
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1 Special Investigations Unit: Combating Money Laundering and Fraud in the Securities Industry 30:16
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1 The Forgotten Generation: Shining a Spotlight on Gen X’s Financial Health 34:14
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1 The Latest Research: Why Do Targets Engage with Scams? 34:50
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1 The Victim Experience: When Romance Leads to a Crypto Scam 27:00
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1 Disrupting the Cycle of Financial Fraud Through Collaboration and Innovation 19:31
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1 FINRA’s Examination Program: Optimizing for the Future 35:31
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1 FINRA’s Membership Application Program: Safeguarding the Integrity of the Markets 22:35
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1 An Update on FINRA’s Crypto Asset Work and the Crypto Hub 20:11
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1 Financial Intelligence Unit: Connecting the Industry with Actionable Information 23:40
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